In order for a Last Will and Testament to be admitted to Probate, the Surrogate’s Court must be presented with all of the papers needed to satisfy the requirements of the Estates, Powers and Trusts Law and the Surrogate’s Court Procedure Act. The document which initiates the probate process is the Petition for Probate. This paper contains detailed information regarding the decedent, the Last Will, an estimate of the estate value, the names and addresses of the decedent’s distributees and the persons named in the Will.
The New York Probate Lawyer Blog has published many articles concerning the requirements for probating a Will. EPTL Section 3-2.1 entitled “Execution and attestation of wills” sets forth the mandated requirements for the due execution of a Will. Prior to the COVID pandemic, the execution of a Will prepared and supervised by an attorney was a relatively straightforward process. In short, the attorney, the attesting witnesses and the testator would gather together and have the various signatures applied along with a notary for a witness affidavit. However, due to COVID this social interaction was prevented and New York passed certain legislation which allowed for remote execution of Wills. However, the remedial statute presented explicit guidelines which, if not complied with, may compromise the validity of the Will.
A recent Queens estate case decided by Queens Surrogate Peter Kelly on February 23, 2022 entitled Estate of Holmgren dealt with the probate of a COVID rule Will. In Holmgren, the Court reviewed New York Executive Order (202.14) which allowed remote execution. This Order, as found by the Court, did not replace the requirements of 3-2.1. Instead, the Court noted that the Order allowed the “use of audiovisual technology to satisfy the ‘presence’ requirements contained in the statute.” The Surrogate went on to review in detail the various rules in the Order which needed to be followed to allow a COVID-type Will execution to form a basis for admitting a Will to probate.
After reviewing the Order and the Will and the affidavits under consideration, the Court found that the information submitted by the petitioner was insufficient to grant probate. Among other items, the Court found that the supporting affidavit stated that the attesting witnesses were “acquainted” with the testator. However, the Court pointed out that the Order requires that the witnesses either personally know the testator or that the testator show the witnesses a valid photo identification. Since assertions as to such identification were not set forth in the affidavit, the Court found the affidavit to be insufficient to support the remote execution. Additionally, the Court found that the affidavit was deficient since it did not provide that the audiovisual technology was working and that direct real-time interaction between the witnesses and the testator had occurred.
The Court addressed a number of additional deficiencies which it found regarding the submission. Therefore, the Court ruled that the admission of the Will would be held in abeyance pending the submission of additional affidavits curing the deficiencies discussed by the Court.
As can be seen from Holmgren, strict compliance with the requirements of due execution according to the statutes is needed to probate a Will. One of the most common reasons a Will is contested is lack of due execution. A properly executed Will that is signed under the supervision of an attorney is afforded certain presumptions of validity. Thus, consulting an experienced probate lawyer may facilitate estate settlement.
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New York Trusts and Estates Attorney Jules Martin Haas has helped many clients over the past 40 years resolve issues relating to guardianship and probate and estate settlement throughout New York City including the Bronx, Queens, Brooklyn, Manhattan, Nassau and Suffolk County. If you or someone you know has any questions regarding these matters, please contact me at (212) 355-2575 for an initial free consultation.